-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFrLuxeahy8AsFA1T104467GGXAgy5schRwQeCAoaWOuMtS19SVzNQhVbzotlKnN wI52OQhZH529wQIK5u925Q== 0000940447-97-000001.txt : 19970225 0000940447-97-000001.hdr.sgml : 19970225 ACCESSION NUMBER: 0000940447-97-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970206 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROS TO MAINFRAMES INC CENTRAL INDEX KEY: 0000906282 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 133354896 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48499 FILM NUMBER: 97519241 BUSINESS ADDRESS: STREET 1: 614 CORPORATE WAY CITY: VALLEY COTTAGE STATE: NY ZIP: 10989 BUSINESS PHONE: 9142685000 MAIL ADDRESS: STREET 1: 614 CORPORATE WAY CITY: VALLEY COTTAGE STATE: NY ZIP: 10989 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROTHMAN STEVEN H CENTRAL INDEX KEY: 0000940447 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 614 CORPORATE WAY CITY: VALLEY COTTAGE STATE: NY ZIP: 10989 MAIL ADDRESS: STREET 1: 614 CORPORATE WAY CITY: VALLEY COTTAGE STATE: NY ZIP: 10989 SC 13G 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________ SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1) MICROS-TO-MAINFRAMES, INC. (Name of Issuer) Common Stock. $.001 par value (Title of Class of Securities) 594944-10-0 (CUSIP Number) Page 1 of 4 SCHEDULE 13G Page 2 of 4 CUSIP No.594944-10-0 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Steven Rothman 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION USA 5) SOLE VOTING POWER 978,361 (See Item 4) NUMBER 6) SHARED VOTING POWER OF SHARES None BENEFICIALLY OWNED BY 7) SOLE DISPOSITIVE POWER EACH 978,361 (See Item 4) REPORTING PERSON WITH 8) SHARED DISPOSITIVE POWER None 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,148,625 (See Item 4) 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 25.5% 12) TYPE OF REPORTING PERSON IN Page 3 of 4 Item 1(a). Name of Issuer: Micros-to-Mainframes, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 614 Corporate Way, Valley Cottage, NY 10989. Item 2(a). Name of Person Filing: Steven Rothman Item 2(b). Address of Principal Business Office or, if None, Residence: The Reporting Person's business address is 614 Corporate Way, Valley Cottage, NY 10989. Item 2(c). Citizenship: USA. Item 2(d). Title of Class of Securities: Common Stock, par value $.001 per share (the "Shares"). Item 2(e). CUSIP Number: 594944-10-0 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Inapplicable. Item 4. Ownership: (a) 1,148,625 Shares. See 4(c) below. (b) This figure represents approximately 25.5% of the outstanding Shares of the Issuer (based on 4,440,374 Shares reported to be outstanding in the Issuer's Report on Form 10-Q dated December 31, 1996). (c) The Reporting Person has sole voting power over 978,361 Shares, including Shares underlying: 70,000 stock options. The Reporting Person has sole dispositive power over 978,361 Shares, including Shares underlying 70,000 stock options. Excludes 1,125 Shares owned by Mr. Rothman's wife. The Reporting Person disclaims beneficial ownership of 169,139 Shares, which are held in trust for Reporting Person's three children. The Reporting Person also disclaims beneficial ownership of the 1,125 Shares owned by his spouse. The above amounts also exclude Shares underlying 40,000 stock options which are not currently exercisable. Item 5. Ownership of Five Percent or Less of a Class: Inapplicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Inapplicable. Page 4 of 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Inapplicable. Item 8. Identification and Classification of Members of the Group: Inapplicable. Item 9. Notice of Dissolution of Group: Inapplicable. Item 10. Certification: Inapplicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 6, 1997 /s/ Steven Rothman Steven Rothman -----END PRIVACY-ENHANCED MESSAGE-----